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Wiley Finra Series 6 Exam Review 2017: The Investment Company and Variable Contracts Products Representative Examination

Wiley

Chapter 3

Government and Municipal Securities - all with Video Answers

Educators


Chapter Questions

06:06

Problem 1

Your customer wants to invest in a conservative income-producing investment and is inquiring about GNMAs. She wants to know the minimum dollar amount required to purchase a pass-through certificate. You should tell her:
1. $$\$ 20,000$$.
2. $$\$ 10,000$$.
3. there is no minimum; you can invest almost any sum.
4. $$\$ 1,000$$.

Rae Xin
Rae Xin
Numerade Educator

Problem 2

Your customer buys a U.S. Treasury bond at 103.16 . How much did he pay for the bond?
1. $$\$ 1,031.60$$
2. $$\$ 103.16$$
3. $$\$ 1,035.00$$
4. $$\$ 10,316.00$$

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02:12

Problem 3

When is the interest on an EE savings bond paid?
1. When redeemed
2. Annually
3. Quarterly
4. Monthly

Charles Carter
Charles Carter
Numerade Educator

Problem 4

Which of the following is NOT true regarding Fannie Mae?
1. It purchases mortgages and packages them to create mortgagebacked securities that pay interest semiannually.
2. It provides an investment free of federal, state, and local taxes.
3. It is a public for-profit corporation.
4. Its purpose is to earn a profit by providing mortgage capital.

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Problem 5

An investor purchased a Treasury bond at 95.03 . How much did he pay for the bond?
1. $$\$ 9,530.00$$
2. $$\$ 9,500.9375$$
3. $$\$ 950.9375$$
4. $$\$ 953.00$$

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